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What it Means to be Independent

What does it mean to be an Independent Financial Advisor?

Registered Investment Advisors are professional independent advisory firms that provide personalized financial advice to their clients, many of whom have complex needs. As an Investment Advisor Representative, I am also a Fiduciary. I am obligated to act in the best interests of my clients – not in the moment, but at-all-times. It adds an extra level of personalized service not always found in other investor-advisor relationships. As an independent advisor, I am not tied to any particular-family of funds or products. I am held to the fiduciary standard. As an Investment Advisor Representative, I am registered with the Securities and Exchange Commission and regulated by Financial Industry Regulatory Authority (“FINRA”).

If you wish to learn more about my individual licensing and professional experience please click on this link by FINRA.

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